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The Iowa Poll and the 2004 Caucuses
by J. Ann Selzer
The whirlwind of the final week before the Iowa caucus led to one moment of
consensus: The pundits believed the race was volatile and too close to call.
Tracking polls in the final days showed four candidates clustered in a pack
at the top. Additionally worrisome was a high percentage of likely
caucus-goers who, though they had an initial preference, said they could
still change their minds. The result was very few television or print
commentators who were confident enough to make predictions.
The caucuses by their nature are hazardous duty for pollsters. To
participate, a person must be a registered Democrat, which sounds simple
enough. However, participants can register to vote at the caucus. And, they
can change their party affiliation at the caucus. In addition, 17-year-olds
who will be 18 by the date of the November general election are eligible to
participate.
Yet, the entrance poll numbers and the final delegate counts reflected what
had been reported in The Des Moines Register’s last Iowa Poll, published the
Sunday before the Monday caucuses on January 19th. This was the only poll
that correctly positioned Senator John Edwards in second place and Howard
Dean in third place behind the leader, Senator John Kerry, with Congressman
Richard Gephardt in fourth place.
This article offers a bit of Tuesday-morning quarterbacking, describing how
our analysis of Iowa Poll data fit the eventual caucus results. It’s a job
easier done after the fact than before, but is perhaps instructive for
future caucus and primary polls.
How Other Polls Fared
While there is an argument to be made (and Warren Mitofsky certainly makes
it) that the entrance poll was not designed to predict the eventual
distribution of delegates, in fact it did exactly that.
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Mitofsky/Edison: Estimate
of initial
preference |
Final
delegate breakdown |
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% |
% |
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Kerry |
35 |
38 |
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Edwards |
26 |
32 |
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Dean |
21 |
18 |
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Gephardt |
11 |
11 |
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Source: Warren Mitofsky |
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Zogby’s tracking poll in the last few days showed Dean remaining in second
place, with virtually no change over the final five days. While the tracking
poll showed a small, steady increase for Kerry, and a small jump for
Edwards, it still looked very close, with the spread from first to fourth
widening only from five points to seven points.
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Rolling three-day averages |
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1/14-16 |
1/15-17 |
1/16-18 |
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% |
% |
% |
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Kerry |
23 |
24 |
25 |
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Dean |
22 |
23 |
22 |
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Edwards |
18 |
18 |
21 |
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Gephardt |
19 |
19 |
18 |
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Source: Reuters/MSNBC/Zogby Poll |
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A local media poll also showed Dean retaining a lead, with just a four point
difference between first and fourth place.
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% |
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Dean |
22 |
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Kerry |
21 |
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Edwards |
18 |
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Gephardt |
18 |
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Source: Research 2000 poll for KCCI, conducted Jan. 12-14, N=607 likely
caucus-goers |
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The Iowa Poll
What gave us confidence in the Iowa Poll numbers?
First, we had reasonable confidence in our sampling methodology.
While a random-digit sample assures every land-line telephone-equipped
household has an equal probability of being contacted, thereby catching
every potential caucus-goer, the voter registration list is efficient and
nearly comprehensive. We added recent registrants to our database two weeks
before the caucuses, making it as fresh as possible.
The overwhelming majority of Iowans eligible to vote are registered.
• 2,192,686 Iowans counted in the Census are age 18 and over.
• 50,516 of those adults counted in the Census are not citizens.
• An estimated 42,300 of Iowa residents are convicted felons and therefore
not eligible to vote.
• 1,983,628 Iowans are registered to vote (not including new registrants on
caucus night).
• That’s a registration rate of 94%.
Source: U.S. Census and The Sentencing Project of Human Rights Watch.
The same calculation for New Hampshire reveals a registration rate of 77%
(same sources).
This made us less nervous about talk that the Dean campaign was bringing new
people into the political process. Even though the entrance poll showed that
45% of all caucus-goers were first-time attendees, that turned out to be
more about bringing currently registered voters to their first caucus than
about creating political interest where there had been none. Our sample was
drawn from a proportionate mix of registered Democrats, Greens, and no-party
registrants; 24% of our respondent pool identified themselves as
independents; the entrance poll showed 19% identified as independents.
Second, our trends told a powerful story.
The two-day rolling averages for the four days the Iowa Poll was in the
field showed Kerry rising fast, followed by a hot Edwards. Dean was sinking
fast, losing seven points from the first two days of interviewing to the
last two days. He would have needed a miracle to recover a second place
showing.
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1/13-14 |
1/14-15 |
1/15-16 |
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% |
% |
% |
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Kerry |
24 |
26 |
29 |
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Edwards |
22 |
23 |
25 |
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Dean |
23 |
19 |
16 |
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Gephardt |
18 |
19 |
17 |
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Source: The Des Moines Register’s copyrighted Iowa Poll. Each day
represents roughly 300 likely caucus-goers. |
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Third, Kerry was turnout-proof.
His first-place finish with the full sample was bolstered by his strength
among those who said they would definitely rather than probably attend.
Respondents were asked how likely it was they would attend the January 19th
caucuses -- would they definitely attend, probably
attend, might or might not attend, or probably not attend. Only definite and
probable attendees qualify for the poll. Kerry led both with the full sample
and with just definite caucus-goers -- an
indicator he would win regardless of turnout.
Fourth, the big turnout was expected by all and that would help
Edwards.
He was first among those who said they would probably, rather than
definitely, attend. Only if bad weather convinced the less than fully
committed to stay home was Edwards’s second place finish threatened.
Finally, while the race was fluid, no single candidate seemed poised to
gain from late decision-making.
Forty-seven percent (47%) of likely caucus-goers expressing a preference
said they could still be persuaded to change their minds and support another
candidate. However, the race was not substantially different between the two
groups—those whose minds were made up and those who could still change. The
only thing that could have made a difference in the outcome would have been
for all of those who said they could still be persuaded to change their vote
to indeed have moved to their second choice candidate. Kerry would still
have led, but Howard Dean would have taken second place, with Edwards and
Gephardt in a tie for third. Yet, the story was that Dean supporters were
moving away from their candidate; something major—that miracle again—would
have to happen to bring them back.
That miracle didn’t happen. Something else that was expected to influence
the final outcome didn’t happen. The long-standing axiom of caucus politics
in Iowa is to organize, organize, organize and then get hot at the end. Of
the two elements, getting hot is far more important. John Edwards had a
skeleton organization in the state, yet his heat catapulted him from the
bottom of the pack (he won just 5% of likely caucus goers in a November Iowa
Poll) to second place. Dean had the most money and therefore the strongest
organization, yet didn’t have enough glue to keep supporters in place.
Copyright © 2004 POLLING REPORT, INC.
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The caucuses by their nature are hazardous duty for
pollsters.
The overwhelming majority of Iowans eligible to vote are registered.
The long-standing axiom of caucus politics in Iowa is to organize,
organize, organize and then get hot at the end. Of the two elements,
getting hot is far more important.
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